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Reporting workflow

Quarterly client reporting workflow for RIAs

Quarterly reporting problems usually do not come from one broken report. They come from a chain of small handoffs: data, report output, package checks, delivery, and follow-up. If any part of that chain depends on memory or last-minute cleanup, the whole cycle feels heavier than it should.

Portfolio reporting services
Portfolio reporting workflow support

How to start

Start by mapping the cycle, not by buying another tool

A reporting review should begin with one real cycle. Pick the quarter-end package that creates the most rework. Write down what happens from the first data pull to the last client question. That gives the team a better starting point than a generic software comparison.

For many firms, APX, Axys, SSRS, billing output, spreadsheets, and portal delivery all touch the same reporting process. The goal is not to blame one system. The goal is to see where the work slows down and where errors enter the process.

Separate development from operations

If the report does not exist, that is custom report work. If the report exists but the package still breaks, that is an operations problem.

Treat delivery as part of reporting

Emailing reports, resending old packages, answering document requests, and giving advisors status updates all belong in the workflow.

Check the first handoff

Bad inputs often show up as reporting issues even when the report logic is not the real problem.

Keep the first project narrow

One report package, one audience, and one delivery path is usually easier to prove and keep using.

Review list

What to check first

Use this as the first pass before deciding whether the fix is report development, APX package support, Portal+ delivery, or data cleanup.

  • Where the data comes from before the report is built
  • Which reports are standard, custom, or manually adjusted
  • Who checks package rules before reports go out
  • How clients receive reports and supporting documents
  • What questions or resend requests come back after delivery

Review the reporting workflow with CSSI

Bring one reporting package, the current production steps, and the places where the team spends the most manual time.

Portfolio reporting services